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首页|产品碳足迹认证的制度属性辨析——基于合格评定理论的名实错位分析

产品碳足迹认证的制度属性辨析——基于合格评定理论的名实错位分析

郑炜

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产品碳足迹认证的制度属性辨析——基于合格评定理论的名实错位分析

Analyzing the Institutional Attribute of Product Carbon Footprint Certification: A Name-Substance Mismatch Perspective Based on Conformity Assessment Theory

郑炜1

作者信息

  • 1. 北京丰合宇泰生物科技有限公司
  • 折叠

摘要

产品碳足迹认证已成为全球碳中和治理的重要工具,但业界对其本质属性的理解存在系统性偏差。本文基于ISO/IEC 17000合格评定理论框架,提出“过程型要求”与“阈值型要求”的区分标准,系统分析了“产品碳足迹认证”在名称层面、标准层面和制度层面存在的三重“名实错位”。研究发现:(1)认知语言学层面,“产品碳足迹认证”的名称框架自动激活了公众对“阈值型认证”的认知惯性,与ISO 14067/GB/T 24067的过程型实质形成错位;(2)标准文本层面,ISO 14067全文未使用“certification”一词,其12项核心原则和量化方法论均属过程规范,从未设定碳排放阈值;(3)制度实践层面,欧盟CBAM与电池法规均以“过程验证”为核心机制,以惩罚性默认值倒逼数据可追溯性。以中国电池企业出口欧盟的合规实践为案例,本文验证了“过程缺位则结果失效”的规律。本文的贡献在于:首次将合格评定理论引入产品碳足迹认证分析,构建了“名实错位”的三维分析框架,为产品碳足迹认证制度的完善和企业合规策略的优化提供了新的理论基础。

Abstract

Product carbon footprint (CFP) certification has become a central instrument in global carbon governance, yet a systematic misunderstanding of its essential nature persists among industry practitioners. Drawing on the ISO/IEC 17000 conformity assessment framework, this paper proposes a conceptual distinction between "process-oriented requirements" and "threshold-oriented requirements," and systematically analyzes a three-dimensional mismatch between the name and substance of CFP certification at the linguistic, textual, and institutional levels. The findings are as follows: (1) At the cognitive-linguistic level, the term "certification" automatically activates the public's cognitive schema of threshold-based certification, which contradicts the process-oriented substance of ISO 14067/GB/T 24067. (2) At the textual level, ISO 14067:2018 does not use the term "certification" anywhere; all 12 core principles and the quantification methodology constitute process specifications. (3) At the institutional level, both the EU CBAM and the EU Battery Regulation are fundamentally process-verification mechanisms, using punitive default values to enforce data traceability. Using the compliance practices of Chinese battery enterprises exporting to the EU as a case study, this paper empirically validates the principle that "when process is absent, outcomes become invalid." The contribution of this paper lies in introducing conformity assessment theory to the analysis of CFP certification for the first time, constructing a three-dimensional analytical framework of the name-substance mismatch, thereby providing a new theoretical foundation for the improvement of CFP certification systems and the optimization of corporate compliance strategies.

关键词

产品碳足迹认证/合格评定/ISO 14067/过程认证/结果认证/认知错位

Key words

product carbon footprint certification/ conformity assessment/ ISO 14067/ process certification/ outcome certification/ cognitive mismatch

引用本文复制引用

郑炜.产品碳足迹认证的制度属性辨析——基于合格评定理论的名实错位分析[EB/OL].(2026-06-23)[2026-06-24].https://sinoxiv.napstic.cn/article/25994636.

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环境质量管理
首发时间 2026-06-23 10:09:55
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