卡脖子技术:概念、特征与影响因素
he Bottleneck Techniques: Concept, Features, and Influencing Factors
目的/意义 针对卡脖子技术的科研攻关组织需求,从卡脖子技术概念特征及影响因素出发,分析研究论文与新闻访谈资料,探究卡脖子技术形成的影响因素,以支撑卡脖子技术突破的路径规划。 方法/过程 使用“属概念+种差”方法对卡脖子技术进行定义,并总结卡脖子技术的特征。以卡脖子技术形成的影响因素为研究问题,借用扎根理论的编码方法,分析卡脖子技术相关语料文本,构建卡脖子技术的影响因素模型。 结果/结论 卡脖子技术是创新主体经过战略选择的现阶段非自主可控产业技术,具有原创性、战略性和高投入性的特征。扎根编码结果显示影响卡脖子技术形成的因素主要分为:产业分化、竞争博弈、创新系统、生产要素、生产转化五个层面。产业分化和竞争博弈属于外部影响因素,产业分化是竞争博弈的前提基础,竞争博弈是产业分化的发展结果;创新系统、生产要素和生产转化属于内部影响因素,三者构成两两互作用关系。对卡脖子技术的概念、特征和影响因素的全面了解有助于更好地规划该领域的突破路径。
Purpose/Significance This study aims to investigate the concept, features, and influencing factors of the bottleneck techniques in response to the research and development demands. It employs research papers and news interviews to construct an influencing factors model that facilitates the path planning for advancements in this technique. Methods/Process The "genus-differentia" method is employed to define the bottleneck techniques and provide a comprehensive summary of its distinctive features. By considering the formation of influencing factors for the bottleneck techniques as the research question, the encoding method of grounded theory is applied to analyze textual corpus related to this technique, resulting in the development of an influencing factors model. Results/Conclusion The bottleneck technique is an industrially strategic technology at the current stage, deliberately chosen by innovative entities, characterized by originality, strategic importance, and substantial investment. The findings of grounded theory encoding categorize the influencing factors for the formation of the chokehold technique into five levels: industrial differentiation, competitive game, innovation system, production factors, and production transformation. External influencing factors include industrial differentiation as the foundational basis for competitive game. Internal influencing factors encompass the innovation system, production factors, and production transformation, with interactive relationships observed among them. The comprehensive understanding of the bottleneck technique’s concept, features, and influencing factors enables a more informed approach towards planning breakthroughs in this field. The identified influencing factors at different levels shed light on the industrial dynamics, competitive dynamics, and internal factors that contribute to the formation of the chokehold technique.
科学、科学研究
关键词:卡脖子技术概念特征扎根理论影响因素
Keywords: the bottleneck techniquesconceptual featuresgrounded theoryinfluencing factors
.卡脖子技术:概念、特征与影响因素[EB/OL].(2023-06-23)[2025-08-18].https://chinaxiv.org/abs/202307.00055.点此复制
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